CFTC rule 1FR Reporting Solution for FCMs


Quick1FR makes 1FR reporting easy by using the same data provided by the FCM to the CFTC daily to produce online reports on the FCMs website, upload documents, provide complete tracking for compliance purposes, email alerts to prevent failure to comply with the rule, and the ability to create compliance and financial reports for management.

CFTC 1FR Reporting

Display FCM Financials

Easily fulfills the CFTC rule 1FR requirement (specifically CFTC rule 1.55(0)(1) of publically posting the required financial information and notices to your website by using an export of the data already being entered daily into CFTC’s WinJammer.

1FR Required Documents

Support for uploading additional required documentation including annual reports, unaudited-monthly financials, and any supplemental documentation.

Additional 1FR Required Notices

Displays required notices including links to the NFA Basic website and CFTC for additional financial information, and any other information you would like to display including contact information, financial, and legal notices.

RULE 1FR COMPLIANCE TRACKING

Proving compliance with 1FR

Quick1FR creates a log of when, where, what and who updated the data on the website so you have a full record of compliance with the requirement.


Ensure 1FR compliance

Make sure you stay compliant. Quick1FR will send an email reminder if the data has not been filed by a certain time of day.


FINANCIAL REPORTING

Monitoring Growth

Quick1FR stores all of the data from the WinJammer reports about your FCM and turns it into a powerful reporting tool. 

Answers to questions like:
  • What is our seg fund growth overtime?
  • What is the size of our access holdings this month? On average?
Quick1FR provides a running report on the funds held to show holdings overtime for internal reporting.

Quick1FR Acknowledgements

We appreciate the partnership we have with all of our clients and in particular four FCMs with whom had input in the development of Quick1FR, along with guidance and consultation from Marc Nagel, former Chief Compliance Officer of FCM Dorman Trading and now a compliance and futures industry consultant.

ABOUT GATE 39 MEDIA

Gate 39 Media marketing and technology solutions generate thousands of leads, account applications, demo requests, and general inquiries each week for its clients in the financial services industry. 

FCM solutions include Account Opening Application and Operations System for complete online application management; Trading Platform Demo Portal for managing all demo requests with platform providers and lead-tracking for multiple brokers; and Clarity Portfolio Viewer which provides aggregated performance for managed futures in a single portfolio with advanced statistics and reporting.


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The July 12 compliance deadline is approaching quickly!

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